Test 1
Test Case: BIS-3.4.1 Test Name: TC_EVALUATE_SUPPLY_CHAIN_RISK_MANAGEMENT_PROCESS
Objective:
To verify that supply chain risk identification, assessment, prioritization, and mitigation measures are implemented. The evaluation includes a review of business continuity planning documents, supply chain disruption playbooks, and post-incident summary reports.
Tools used:
Document review and compliance assessment (manual).
Test Execution Steps:
Obtain and review the vendor’s documentation related to:
Supply chain risk identification and assessment methodology.
Prioritization and mitigation strategy.
Business continuity planning (BCP) policies and playbooks.
Post-incident summary reports, if any.
Cross-verify that the documents:
Define clear roles and responsibilities.
Include risk classification and threat modeling.
Describe escalation protocols, third-party dependencies, and communication strategies.
Evaluate whether the existing controls and mitigation actions align with best practices for critical infrastructure supply chain protection.
Expected Results for Pass:
Comprehensive documentation is available, showing a robust supply chain risk identification, assessment, prioritization, and mitigation process.
Policy documents and playbooks clearly outline procedures for addressing and recovering from supply chain disruptions.
Post-incident reports or summaries (if any) demonstrate the effectiveness of these policies in practical scenarios, illustrating the organization's readiness and resilience against supply chain threats.
Test Observations:
The vendor provided detailed BCP documentation including risk registers, mitigation strategies, and incident response templates.
The supply chain risk management policy includes periodic supplier audits, geographical risk mapping, and alternate sourcing plans.
A past incident summary (dated [insert date]) showed timely mitigation of a logistics disruption, aligned with documented procedures.
Evidence Provided:
Supply Chain Risk Management Policy Document
Business Continuity Playbook
Incident Summary Report (Redacted)
Supplier Audit Logs
Risk Assessment Matrices
Test Case Result: PASS
Overall Test Result: PASS
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