Test 1

Test Case: BIS-3.4.1 Test Name: TC_EVALUATE_SUPPLY_CHAIN_RISK_MANAGEMENT_PROCESS

Objective:

To verify that supply chain risk identification, assessment, prioritization, and mitigation measures are implemented. The evaluation includes a review of business continuity planning documents, supply chain disruption playbooks, and post-incident summary reports.


Tools used:

Document review and compliance assessment (manual).


Test Execution Steps:

  1. Obtain and review the vendor’s documentation related to:

    • Supply chain risk identification and assessment methodology.

    • Prioritization and mitigation strategy.

    • Business continuity planning (BCP) policies and playbooks.

    • Post-incident summary reports, if any.

  2. Cross-verify that the documents:

    • Define clear roles and responsibilities.

    • Include risk classification and threat modeling.

    • Describe escalation protocols, third-party dependencies, and communication strategies.

  3. Evaluate whether the existing controls and mitigation actions align with best practices for critical infrastructure supply chain protection.


Expected Results for Pass:

  • Comprehensive documentation is available, showing a robust supply chain risk identification, assessment, prioritization, and mitigation process.

  • Policy documents and playbooks clearly outline procedures for addressing and recovering from supply chain disruptions.

  • Post-incident reports or summaries (if any) demonstrate the effectiveness of these policies in practical scenarios, illustrating the organization's readiness and resilience against supply chain threats.


Test Observations:

  • The vendor provided detailed BCP documentation including risk registers, mitigation strategies, and incident response templates.

  • The supply chain risk management policy includes periodic supplier audits, geographical risk mapping, and alternate sourcing plans.

  • A past incident summary (dated [insert date]) showed timely mitigation of a logistics disruption, aligned with documented procedures.


Evidence Provided:

  • Supply Chain Risk Management Policy Document

  • Business Continuity Playbook

  • Incident Summary Report (Redacted)

  • Supplier Audit Logs

  • Risk Assessment Matrices


Test Case Result: PASS


Overall Test Result: PASS


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